培訓課程及研討會
(課程編號 0520) Anti-Money Laundering and Counter-Financing of Terrorism Webinar by Ingenique
活動編號
Code 0520 (Webinar)
活動重點

Effective 1 Mar 2018, Certified Public Accountants ("CPA"), and Trust or Company Service Providers ("TCSP") are required to comply with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap.615) ("AMLO").  Accordingly, the Company Registries, and the Hong Kong Institute of Certified Public Accountants, have issued guidelines to assist CPAs and TCSPs meet their obligations under AMLO. Specifically, these guidelines cover:

Requirements

Company Registry Guideline Chapter

HKICPA
Guideline Section

AML/CFT Policies, Procedures and Controls

3 & 4

610

Customer Due Diligence

5

620

Ongoing Monitoring

6

630

Making Suspicious Transaction Reports

7

640

AML/CTF Screening

8

650

Record Keeping

9

660

Staff Training

10

670

 

While the guidelines are useful, it is important for professional firms to set up the operational processes to deal with the AML/CFT risks. This public seminar will provide practical information on how to implement the guidelines by CR & HKICPA, for small and medium size firm.

 

> Practical Guide to implementing AML/CFT Internal Policies, Procedures and Controls (Conducted in English)

> Enhancing Your AML/CTF Process through Technology

> The Importance of Ongoing Monitoring/ Suspicious Transaction Reporting

 

An online short Questionnaire session can be incorporated at the end of the session. This can help participants to assess their understanding of the AMLO compliance and practical applications, as well as allow SCAA to evaluate the participants.

下載宣傳單張

 

報名日期

正式會員

17 Apr 2020

附屬會員、會員之僱員及非會員

10:00am on 20 Apr 2020

研討會以先到先得形式於網上報名,請報名並以PayPal、信用卡或**支票付款。

**本會不設電話留位,報名以收妥支票為準。請完成網上表格連同支票寄回本會秘書處。

 

A Zoom account is not required to attend the webinar. However, participant need to install Zoom first (The software is compatible with smartphone, tablet and computer).

參加者無須註冊Zoom帳號也可參與研討會,但必須安裝Zoom軟體(智能手機及電腦皆可)。

 

Guide to downloading Zoom, user guide on zoom and link/ ID of the webinar will be sent to registered participants by email on or before 28 April.   

Zoom安裝方法、Zoom使用教學及研討會連結/ID將於428日或之前發送至參加者的登記電郵地址,以讓參加者進行連線

講者

Mr Martin Lim

Martin is the founder and director of Ingenique Solutions. He is the person behind the product development of SentroWeb-Dow Jones, a AML/CFT customer screening and due diligence software for small and medium sized professional firms. Prior to joining Ingenique, Martin has more than 15 years in the IT industry covering both technical and business development responsibilities.  With Ingenique, he frequently engages with small and medium sized professional firms to assist them in implementing AML/CFT policies, procedures and controls, and to prepare for regulatory inspections and reviews.  Through his experience with the customers, he is able to develop solutions for them to effectively implement their AML processes.

 

Martin holds a Master degree in Software Engineering, and a Diploma in Anti-Money Laundering.

 

Mr Leonard Soh CFA

Leonard is a partner and director of Ingenique Solutions. He is a finance industry professional with deep skill sets in Compliance & Sales – the culmination of more than 7 years in AML/CFT advisory, trainings & supervisions; as well as extensive bank experiences of more than 20 years. Prior to joining Ingenique, Leonard has worked in various international and global banks, in areas of treasury, markets, finance and regulatory compliance. With Ingenique, he has put his vast knowledge and understanding of AML/CFT regulations and compliance into practical application and advisory for clients; and helping them to appreciate and facilitate the transition process to AML compliant.

 

Leonard is a CFA (Chartered Financial Analyst), holds a Bachelor degree in Business (Financial Analysis), and is pursuing a Diploma in Anti-Money Laundering.

 

Ms Irene Ip

Irene is the manager responsible for business development in Ingenique Solutions (Hong Kong branch). Prior to joining Ingenique, Irene has worked in several securities trading and listed companies in an accountancy role, where she has accumulated more than 8 years of accountancy experiences. With Ingenique, she plays a key role in developing and growing the Hong Kong market, by putting her strong client relationship skills and practical knowledge in AML/CTF matters to help clients address their AML/CTF related issues, concerns & requirements.

 

Irene holds a Higher Diploma in Accountancy, a Diploma in Accountancy & Information Systems; and a Diploma in Anti-Money Laundering.

日期
2020-04-28
時間
06:30 PM - 08:30 PM
地點
網絡研討會(Zoom直播)
語言
英語/ 廣東話
CPD時數
2.0 小時
費用
正式會員* HK $200
附屬會員 HK $200
正式會員之僱員 HK $200
非會員 HK $300
*正式會員包括資深會員、普通會員及境外會員。
報名時間已過