培訓課程及研討會
(課程編號 0224) Application of PN820 (Revised) to Licensed Corporations
活動編號
Code 0224 (28 Feb 2024)
活動重點

This course will cover the following areas:

- Overview of the regulatory requirements

- Key requirements of the Financial Resources Rules

- Areas covered by the compliance audit

- Common errors on compilation of FRR and attention areas for compliance reporting

 

下載宣傳單張

講者

Ms. Agnes Tso

Partner, Financial Services, Ernst & Young

Past President of the Association of Women Accountants

Past Chairman of the Securities Regulatory Advisory Panel of the HKICPA


Agnes leads the Professional Practice in Financial Services in EY Hong Kong and is experienced in providing assurance services to financial institutions.  She is also a past speaker and a member of the SCAA.

 

Mr. Michael Sheung

Senior Manager, Financial Services, Ernst & Young

 

Michael is a Senior Manager in Professional Practice in Financial Services in EY Hong Kong.  Michael has 11 years’ experience in providing assurance services to financial institutions.  He has broad experience in leading regulator-mandated of investment banks and securities brokers, focusing on compliance with relevant laws and requirements set out by the regulators.

日期
2024-02-28
時間
06:30 PM - 08:00 PM
地點
Zoom直播
語言
廣東話
CPD時數
1.5 小時
費用
正式會員* HK $150
附屬會員 HK $150
學生會員 HK $150
正式會員之僱員 HK $150
非會員 HK $250
*正式會員包括資深會員、普通會員及境外會員。
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