SELECT * FROM `tbl_apply` left join `tbl_activitie` on `tbl_apply`.`activitie_id` = `tbl_activitie`.`id` where `mid` = '97' AND `tbl_apply`.`id` = '745'
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培訓課程及研討會
(課程編號 2320) PN 820 (Revised), The Audit of Licensed Corporations and Associated Entities of Intermediaries
活動編號
Code 2320 (22 Dec 2020)
活動重點

The consultation period of PN 820 (Revised), The Audit of Licensed Corporations and Associated Entities of Intermediaries (“PN 820”) recently ended on 30 November 2020.  The key changes of PN 820 include the addition of the emphasis on risk assessment and how it would drive the extent of audit work; more guidance on the use of information technology and considerations relating to the circularisation of client account balances; a list of matters to be included in a management representation letter; and suggested procedures relevant to the compliance audit. The webinar will provide an overview of the key changes and explain the rationale for the revisions made. The speakers will also share examples of challenges encountered by auditors of licensed corporations.

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Zoom安裝與使用教學及研討會連結將於12月21日發送至參加者的登記電郵地址。

講者

Ms. Agnes Tso

Chairman of Securities Regulatory Advisory Panel of the HKICPA;

Partner, Financial Services, EY

Mr. Raymond Lam

Member of the Drafting Team for PN 820;

Partner, Financial Services, EY

日期
2020-12-22
時間
06:30 PM - 08:30 PM
地點
網絡研討會 (zoom直播)
語言
廣東話
CPD時數
2.0 小時
費用
正式會員* HK $200
附屬會員 HK $200
正式會員之僱員 HK $200
非會員 HK $300
*正式會員包括資深會員、普通會員及境外會員。
報名時間已過