|(課程編號 0621) Licensing Regime and Anti-Money Laundering and Counter-Terrorist Financing Requirements for Trust or Company Service Providers (實體研討會)|
||Code 0621 (7 May 2021)|
The speakers will give a brief on the TCSP licensing regime including salient points to note for TCSP licence applicants and TCSP licensees with highlights on the renewal of the TCSP licences; requirements on customer due diligence, enhanced due diligence, ongoing due diligence and record-keeping etc. under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap.615 and the Guideline on Compliance of Anti-Money Laundering and Counter-Terrorist Financing Requirements for TCSPs. Other requirements on money laundering, terrorist financing, financial sanctions, counter-financing of proliferation of weapons of mass destruction and reporting suspicious transactions will also be highlighted in the presentation.
Ms. Ida Lee
Deputy Registry Manager (Trust and Company Service Providers),
Ms Lee is the Deputy Registry Manager of the Registry for Trust and Company Service Providers of the Companies Registry. She is responsible for the overall administration of the Registry for Trust and Company Service Providers.
Ms Christy Yiu
Senior Solicitor (Trust and Company Service Providers),
Ms Yiu is a Senior Solicitor of the Registry for Trust and Company Service Providers of the Companies Registry. Her main duties are to advise on matters relating to licensing, investigation and enforcement under the licensing regime for trust or company service providers.
||06:30 PM - 07:30 PM|