網絡研討會 - (課程編號 4823) Disclosure of interests and shareholders’ protection from academic and company secretary’s perspective | |||||||||||
活動編號 |
Code 4823 (5 Dec 2023) | ||||||||||
活動重點 |
1. Disclosure of interests: Regulatory Framework 2. SFO Objectives 3. Notification requirement 4. Interests in Shares and Debentures 5. Duties of Substantial Shareholders and Directors / Chief Executives 6. Registers 7. Ownership Investigation 8. Notification Forms/Investigation Reports 9. Case Studies 10. Comments on Shareholders’ Protection
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講者 |
Ms. Lam Siu Wa, Carmen
Ms. Lam Siu Wa, Carmen FCG HKFCG (PE), HKCGI CERT: ESG, is currently Advisor and Training Director with Rich Tax Accounting Secretary Limited and CHK CPA Co. She is also the Project Director of China Culture Foundation.
Ms. Lam is a Chartered Secretary and a Chartered Governance Professional. She has been with listed companies for over 20 years with extensive experience in well-known listed companies, including CK Hutchison Holdings Ltd. She was the Company Secretary of Tongda Group Holdings Limited (sc: 0698) and Tongda Hong Tai Holdings Limited (sc: 2363) listed on the Main Board of Hong Kong Stock Exchange, in charge of compliance, company secretarial matters, internal control and risk management. She was also the Joint Company Secretary of SEEC Media Group Limited (sc:0205). She got practical secretarial experience in both Main Board and GEM, includes but not limited to spin-off listing, open offer, private placing, notifiable and connected transactions, disclosure of interests and ESG reporting.
Carmen started her academia journey with the Open University of Hong Kong as Part-time tutor since 2017 and Part-time Lecturer since 2019. She turned to be a Senior Lecturer in Corporate Administration, Secretaryship/Secretarial Practice and Compliance with Hong Kong Metropolitan University. She was awarded the HKMU President's Awards for Distinguished Achievements in December 2021. Her research publication with Company Lawyer 44(8) in 2023 is on Shareholders' Protection.
She has been a seasoned speaker for various professional bodies: 1. Cross Professionals Alliance 15 September 2023 Topic: ESG: Updates, Opportunities and Challenges, from a Company Secretary’s Perspective
2. Ascent Partners Ltd & Cross Professionals Alliance 21 December 2022 Topic: Board Culture and Board Evaluations – Regulatory concerns and practical implications
3. Hong Kong Chartered Governance Institute 30 September 2022 Topic: Shareholder’s Protection – Overview, Application and Company Secretary’s & Investor Relations’ Roles
4. Association of Chinese Internal Auditors (ACIA) 9 February 2021 Topic: Corporate Governance (C.G.): System & Theoretical Bases
Ms. Lam obtained her Master of Business from The University of Newcastle, Australia as well as Master of Corporate Governance from the Hong Kong Polytechnic University.
She is also active in community services. Her contribution involves Professional Bodies (HKCGI), NGO (The Orion Astropreneur Space Academy), University (POLYU), Listed Company (CK Hutchison Holdings Ltd) as well as Macao whereby she was awarded with the followings: 感謝狀, 中國都市報澳門分社 傑出貢獻獎, 中國都市報澳門分社 年度最具影響力大獎, 澳門大灣區企業家精英會 |
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日期 |
2023-12-05 | ||||||||||
時間 |
06:30 PM - 08:00 PM | ||||||||||
地點 |
Zoom直播 | ||||||||||
語言 |
廣東話 | ||||||||||
CPD時數 |
1.5 小時 | ||||||||||
費用 |
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*正式會員包括資深會員、普通會員及境外會員。 | |||||||||||
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